Securities – Fraud –E- Mail Stock Tip –Investor NewsletterU.S. Securities & Exchange Comm'n v. Pirate Investor LLC. (Lawyers Weekly No. 09-01-0881, 38 pp.) (Per Curiam) No. 08-1037, Sept. 15, 2009; USDC at Baltimore, Md. (Garbis, J.) 4th Cir. Holding: Pirate Investor, a Maryland LLC that publishes investment newsletters and subscriber e-mail "blasts," violated federal securities laws when it sold an e-mail stock tip purportedly ...
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Published: September 21, 2009
Time posted: 1:00 am