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Arbitration – Labor & Employment – Wealth Management Firm – Securities Dealers Registration (access required)

United States Trust Co., N.A. v. Rich. (Lawyers Weekly No. 11-07-0419, 13 pp.) (Sanford L. Steelman Jr., J.) Appealed from Mecklenburg County Superior Court. (Richard D. Boner, J.) N.C. App. Click here for the full text of the opinion. Holding: Where the plaintiff-employer was not a member of the Financial Industry Regulatory Authority, and where only ...

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