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Securities – Banks & Banking – Mortgage-Backed Securities – SEC Filings (access required)

Securities & Exchange Commission v. Banc of America Mortgage Securities, Inc. (Lawyers Weekly No. 14-04-0606, 11 pp.) (Max Cogburn Jr., J.) 3:13-cv-00447; W.D.N.C. Holding: Contrary to defendants’ argument, 17 C.F.R. § 230.426(c) did not relieve them of the responsibility to file with the SEC the preliminary loan tapes that were provided to prospective investors who ultimately ...

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